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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-10 |
| TX | RA | APPROVED_RES | 2018-10-08 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
100 Campus Drive Suite 110, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Warren | NJ | 03/2010 | 10/2018 |
| Raymond James Financial Services, Inc | Morristown | NJ | 10/2018 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Florham Park | NJ | 10/2018 | Present |
| Steward Partners Global Advisory, Llc | Florham Park | NJ | 01/2019 | Present |
| Steward Partners Investment Solutions, Llc | Florham Park | NJ | 05/2022 | Present |
1) STEWARD PARTNERS GLOBAL ADVISORY LLC - FLORHAM PARK, NJ - 10/2018 - FINANCIAL SERVICES - EMPLOYEE - INVESTMENT RELATED - 160 BUSIENSS- 132 TRADING HOURS - Administrative & business support to a Financial Advisor. 2) STEWARD PARTNERS INVESTMENT ADVISORY LLC - FLORHAM PARK, NJ - 10/2018 - RIA - INVESTMENT ADVSIORY REP - INVESTMENT RELATED - 0 BUSINESS/TRADING HOURS - SUPPORT STAFF.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-03 |
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