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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-16 |
| FL | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Odessa | FL | 03/2010 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Odessa | FL | 09/2010 | 07/2021 |
| Caba | Tampa | FL | 07/2016 | 07/2020 |
| Pow Power Of Women | Tampa | FL | 04/2016 | 07/2021 |
| Rental | Odessa | FL | 05/2019 | 07/2021 |
| Lpl Financial Llc | Odessa | FL | 07/2021 | Present |
1) 09/30/2022 - No Business Name - Investment Related - Odessa, Fl 33556,Brandon, FL - Real Estate Rental - Owner - Start Date - 07/08/2019 - 0 Hours Per Month/0 Hours During Securities Trading 2) 11/08/2022 - Night Star Planning & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2022 - 60 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-30 |
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