Sandra Noceda Winninger

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Osaic Wealth, Inc.
  Cody, WY
• 08/2001 → 06/2018
  Park County School District 6
  Cody, WY

Other Businesses

1. 307 INSURANCE SOLUTIONS POSITION: Insurace Agent NATURE: Medicare Supplements Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/15/2018 ADDRESS: 1438 Sheridan Ave Suite 102, Cody WY 82414, United States DESCRIPTION: Meet with clients in need of Medicare Insurance products 2. CHARLES WINNINGER INVESTMENTS POSITION: Financial Advisor NATURE: Charles Winninger Investments is a Wyoming Corporation used for tax purposes in reporting. The advisors in the branch office operate under Royal Alliance's corporate RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/28/2022 ADDRESS: 1438 Sheridan Ave. Suite 102, Cody WY 82414, United States DESCRIPTION: Financial AdvisorReview Client AccountsAccept and process ordersManage office day to day operationsSupervise clerical staffAnswer phone callsProvide Tech supportAssist clients with general inquiriesFiling client documents 3. WINNINGER INVESTMENTS POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/15/2023 ADDRESS: 1438 Sheridan Ave. Suite 102, Cody WY 82414, United States DESCRIPTION: Financial Advisor, Review Client Accounts, Accept and process orders, Manage office day to day operations, Supervise clerical staff, Answer phone calls, Provide Tech support, Assist clients with general inquiries, Filing client documents

Exams

• S66 Uniform Combined State Law Examination
  2022-01-27

Other Names

• Sandra N Albaugh
• Sandra M Noceda