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Sandra Noceda Winninger

Osaic Wealth, Inc.

Cody, WY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-26
WY RA APPROVED 2022-01-27
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • WY RA
    APPROVED
    Since 2022-01-27

Branch Locations

1438 Sheridan Avenue Suite 102, Cody, WY 82414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Cody WY 01/2010 Present
Park County School District 6 Cody WY 08/2001 06/2018
  • 01/2010 → Present
    Cody, WY
  • 08/2001 → 06/2018
    Park County School District 6
    Cody, WY
Other Businesses

1. 307 INSURANCE SOLUTIONS POSITION: Insurace Agent NATURE: Medicare Supplements Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 11/15/2018 ADDRESS: 1438 Sheridan Ave Suite 102, Cody WY 82414, United States DESCRIPTION: Meet with clients in need of Medicare Insurance products 2. CHARLES WINNINGER INVESTMENTS POSITION: Financial Advisor NATURE: Charles Winninger Investments is a Wyoming Corporation used for tax purposes in reporting. The advisors in the branch office operate under Royal Alliance's corporate RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/28/2022 ADDRESS: 1438 Sheridan Ave. Suite 102, Cody WY 82414, United States DESCRIPTION: Financial AdvisorReview Client AccountsAccept and process ordersManage office day to day operationsSupervise clerical staffAnswer phone callsProvide Tech supportAssist clients with general inquiriesFiling client documents 3. WINNINGER INVESTMENTS POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/15/2023 ADDRESS: 1438 Sheridan Ave. Suite 102, Cody WY 82414, United States DESCRIPTION: Financial Advisor, Review Client Accounts, Accept and process orders, Manage office day to day operations, Supervise clerical staff, Answer phone calls, Provide Tech support, Assist clients with general inquiries, Filing client documents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-27
  • S66 Uniform Combined State Law Examination
    2022-01-27
Other Names
  • Sandra N Albaugh
  • Sandra M Noceda

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