Inactive

David Michael Goodman

Mercer Global Advisors Inc.

CRD 5773912

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-09-07

CO RA
APPROVED

Since 2023-09-07

Branch Locations

Denver, CO • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Personal Capital Advisors Corporation	Denver	CO	11/2015	09/2020
Mercer Global Advisors Inc.	Denver	CO	09/2023	Present
Unemployed	Denver	CO	07/2020	09/2023

11/2015 → 09/2020

Personal Capital Advisors Corporation

Denver, CO
09/2023 → Present

Mercer Global Advisors Inc.

Denver, CO
07/2020 → 09/2023

Unemployed

Denver, CO

Previous Registrations

2015-11-23 → 2021-09-08

Personal Capital Advisors Corporation

Denver, CO

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-22
S63	Uniform Securities Agent State Law Examination	2010-06-15

S65 Uniform Investment Adviser Law Examination

2015-11-22
S63 Uniform Securities Agent State Law Examination

2010-06-15

View on SEC IAPD

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