Kyle Matthew Blumenstock

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-06-20
TX	RA	APPROVED_RES	2016-06-10
NC	RA	APPROVED	2011-03-03

SC RA
APPROVED

Since 2024-06-20
TX RA
APPROVED_RES

Since 2016-06-10
NC RA
APPROVED

Since 2011-03-03

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Charlotte	NC	03/2011	Present

03/2011 → Present

Ubs Financial Services Inc.

Charlotte, NC

Previous Registrations

2010-12-17 → 2011-03-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Lincoln, RI

New York, NY

Other Businesses

SELF EMPLOYED; NOT INV REL; HOME BASED; RETAIL SALES; OWNER; SEP 2010; 15 HR/MO, NONE DURING SECS TRADING HRS; SELL A LINE OF HEALTH & WELLNESS PRODUCTS AT STREET FAIRS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-14

S66 Uniform Combined State Law Examination

2010-12-14

Designations

Certified Financial Planner

Other Names

Kyle M Blumenstock

View on SEC IAPD