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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-27
MO RA APPROVED 2022-09-27
  • IL RA
    APPROVED
    Since 2022-09-27
  • MO RA
    APPROVED
    Since 2022-09-27

Branch Locations

914 S. Kirkwood Rd. Suite 100, St Louis, MO 63122 • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quest Capital Strategies, Inc. Lake Forest CA 11/2016 12/2019
Benefitperqs Inc. St. Louis MO 08/2013 Present
Sa Stone Wealth Management Inc. Birmingham AL 12/2019 09/2022
Sa Stone Investment Advisors Inc. Birmingham AL 12/2019 09/2022
Kingswood Capital Partners, Llc St. Louis MO 09/2022 Present
Kingswood Wealth Advisors, Llc St. Louis MO 09/2022 Present
  • 11/2016 → 12/2019
    Quest Capital Strategies, Inc.
    Lake Forest, CA
  • 08/2013 → Present
    Benefitperqs Inc.
    St. Louis, MO
  • 12/2019 → 09/2022
    Sa Stone Wealth Management Inc.
    Birmingham, AL
  • 12/2019 → 09/2022
    Sa Stone Investment Advisors Inc.
    Birmingham, AL
  • 09/2022 → Present
    Kingswood Capital Partners, Llc
    St. Louis, MO
  • 09/2022 → Present
    St. Louis, MO
Previous Registrations
  • 2019-12-06 → 2022-09-27
    Birmingham, AL
  • 2018-03-20 → 2019-12-06
    Quest Capital Strategies, Inc.
    St Louis, MO
    Laguna Hills, CA
  • 2013-09-27 → 2013-10-30
    Private Label Money Management, Inc.
    St. Louis, MO
  • 2010-01-25 → 2013-09-13
    Avantax Advisory Services
    Saint Louis, MO
  • 2007-06-05 → 2009-12-31
    Cutter & Company, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    Ballwin, MO
    St. Louis, MO
Other Businesses

1) BENEFITPERQS INC. - not investment related - 914 S. Kirkwood Rd. St 100 St. Louis, MO 63122 - insurance sales. accounting, business consulting, tax prep, IRS representation - owner - 2013 - 40 hours - 3 hours - owner/manager 2) MICHAEL TSIAKLIDES EA/TAX SERVICE - not investment related - 914 S. Kirkwood Rd. St 100 St. Louis, MO 63122 - tax prep and consulting - owner - 2000 - 80 hours - 3 hours - owner/manager of a tax prep and tax/business advisory practice.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-11-25
Designations

View on SEC IAPD

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