Jack James Michaletz

Employer firm

Dai Wealth, LLC CRD 138938

$330M regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Dai Wealth, Llc

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-16

MN RA
APPROVED

Since 2013-12-16

Branch Locations

115 St Andrews Ct Suite 200, Mankato, MN 56001 • United States

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Dai Wealth Llc	Mankato	MN	08/2010	Present
Concorde Investment Services, Llc	Livonia	MI	10/2015	04/2018
Dai Securities Llc	Shreveport	LA	04/2018	Present

08/2010 → Present

Dai Wealth Llc

Mankato, MN
10/2015 → 04/2018

Concorde Investment Services, Llc

Livonia, MI
04/2018 → Present

Dai Securities Llc

Shreveport, LA

Other Businesses

1)WAYPOINT WEALTH STRATEGIES,LLC;INVESTMENT RELATED;MANKATO,MN;ASSET MANAGEMENT SERVICES;INVESTMENT ADVISOR REPRESENTATIVE;1/1/2012;20-30 HRS/MONTH;>40 HRS/MO DURING TRADING;TO OFFER AND SERVICE FEE BASED ADVISORY BUSINESS WHEN APPROPRIATE FOR CLIENT 2)DAI AGENCY LLC;INVESTMENT RELATED;MANKATO,MN;FIXED LIFE INSURANCE & ANNUITIES AND LONG TERM CARE INS;FINANCIAL ADVISOR/AGENT;1/1/2012;20-30 HRS/MONTH;1-2 HRS DURING TRADING;USING FIXED LIFE INSURANCE AND/OR ANNUITIES WHERE APPROPRIATE IN CLIENT FINANCIAL PLANNING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-03

S66 Uniform Combined State Law Examination

2011-11-03

View on SEC IAPD