Rodolfo Alejandro Ruiz Pares

Monex Asset Management, Inc.

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Current Employers

Monex Asset Management, Inc.

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-06-16

TX RA
APPROVED

Since 2010-06-16

Branch Locations

440 Louisiana Street Suite 1240, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Monex Securities, Inc.	Houston	TX	03/2010	05/2018
Monex Asset Management, Inc.	Houston	TX	03/2010	Present
Monex Securities, Inc.	Houston	TX	05/2018	Present

03/2010 → 05/2018

Monex Securities, Inc.

Houston, TX
03/2010 → Present

Monex Asset Management, Inc.

Houston, TX
05/2018 → Present

Monex Securities, Inc.

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-01

S66 Uniform Combined State Law Examination

2010-06-01

View on SEC IAPD

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