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Jason Rosenberg

Santander Securities LLC

Wakefield, RI

Boston, MA

East Greenwich, RI

Barrington, RI

Newport, RI

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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-10
RI RA APPROVED 2017-11-28
  • TX RA
    APPROVED_RES
    Since 2022-08-10
  • RI RA
    APPROVED
    Since 2017-11-28

Branch Locations

20A Main Street, Wakefield, RI 02879 • United States

75 State Street, Boston, MA 02109 • United States

765 Main Street, East Greenwich, RI 02818 • United States

272 County Road, Barrington, RI 02806 • United States

292 Thames Street, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp North Kingstown RI 08/2014 11/2017
Santander Bank, Na Boston MA 11/2017 Present
Santander Securities, Llc Dorchester MA 11/2017 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Previous Registrations
  • 2013-04-17 → 2017-11-17
    Citizens Securities, Inc.
    North Kingstown, RI
    N. Kingstown, RI
    Newport, RI
    Deep River, CT
    North Kingstown, RI
    Warwick, RI
    Warwick, RI
    Providence, RI
    Warwick, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-28
S63 Uniform Securities Agent State Law Examination 2010-04-23
  • S65 Uniform Investment Adviser Law Examination
    2012-12-28
  • S63 Uniform Securities Agent State Law Examination
    2010-04-23
Other Names
  • Jason Allyn Rosenberg

View on SEC IAPD

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