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Robert L. Ladislao

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Westminster, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2007-10-01
  • CO RA
    APPROVED
    Since 2007-10-01

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Glendale CO 06/2005 Present
Tiaa-Cref Individual & Institutional Services, Llc Glendale CO 06/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-28
S63 Uniform Securities Agent State Law Examination 2006-04-21
  • S65 Uniform Investment Adviser Law Examination
    2007-09-28
  • S63 Uniform Securities Agent State Law Examination
    2006-04-21
Other Names
  • Robert Ladislao

View on SEC IAPD

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