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Orlando Isaac Botton

J.P. Morgan Securities LLC

Miami, FL

Miami, FL

CRD 5773147

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-30
FL RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-08-30
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

8700 S.W. Coral Way, Miami, FL 33165 • United States

9352 Sw 56Th St, Miami, FL 33165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D&A Isaac Investment Group Miami FL 01/2003 09/2024
Adoa Investment, Llc. Miami FL 09/2015 05/2023
Jpmorgan Chase Bank, N.A Miami FL 10/2013 Present
Jp Morgan Securities Llc Miami FL 10/2013 Present
The Botton Holdings Llc Miami FL 05/2023 Present
12839 Llc Miami FL 06/2023 05/2024
10228 Llc Miami FL 06/2023 Present
Adoa Capital Llc Miami FL 06/2023 Present
  • 01/2003 → 09/2024
    D&A Isaac Investment Group
    Miami, FL
  • 09/2015 → 05/2023
    Adoa Investment, Llc.
    Miami, FL
  • 10/2013 → Present
    Jpmorgan Chase Bank, N.A
    Miami, FL
  • 10/2013 → Present
    Miami, FL
  • 05/2023 → Present
    The Botton Holdings Llc
    Miami, FL
  • 06/2023 → 05/2024
    12839 Llc
    Miami, FL
  • 06/2023 → Present
    10228 Llc
    Miami, FL
  • 06/2023 → Present
    Adoa Capital Llc
    Miami, FL
Previous Registrations
  • 2011-11-08 → 2012-10-01
    Chase Investment Services Corp.
    Miami, FL
    Plantation, FL
    South Miami, FL
    Coral Gables, FL
    Coral Gables, FL
    Miami, FL
    Coral Gables, FL
    Coral Gables, FL
    South Miami, FL
Other Businesses

Entity Name: 10228 LLC Investment related: No Address: Miami FL 33176 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/22/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real Estate Investments , Managing Rental Property . I will be one of the LLC Managers along with my wife Arlene B Botton Entity Name: The Botton Holdings LLC Investment related: No Address: MIAMI FL 33176 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/04/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Real Estate Investments - Holding Company Manager " Entity Name: Adoa Capital LLC Investment related: Yes Address: Private Residence Nature of the other business: Asset Protection Position/Title/Relationship: Owner/Partner Start Date: 06/22/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Asset protection LLC , will hold a Brokerage Investment Account under the LLC , i will be one of the Managers along with my wife.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-02
  • S66 Uniform Combined State Law Examination
    2011-11-02
Other Names
  • Orlando Botton

View on SEC IAPD

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