Gustavo Cortes

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 05/2017
  Hsbc Bank Usa N.A.
  Surfside, FL
• 09/2013 → 05/2017
  Hsbc Securities (Usa) Inc.
  Surfside, FL
• 06/2017 → 12/2018
  Wells Fargo Clearing Services, Llc.
  Miami, FL
• 05/2017 → 12/2018
  Wells Fargo Bank Na
  Miami, FL
• 07/2019 → 01/2020
  Jpmorgan Chase Bank, N.A.
  Miami, FL
• 07/2019 → 01/2020
  J.P. Morgan Securities Llc
  Miami, FL
• 12/2018 → 03/2019
  Hsbc Bank Usa N.A.
  Miami, FL
• 05/2018 → 11/2019
  Uber
  Cutler Bay, FL
• 05/2018 → 10/2019
  Lyft
  Cutler Bay, FL
• 01/2020 → Present
  Citigroup Global Markets Inc.
  Miami, FL

Other Businesses

OA name: Zifty Global LLC, OA Nature: Food provider for business events, (Investment-related: No, Location: Miami, FL, started 11/06/2025), Title: Driver, Duties: Delivery of food for corporate catering, Hours: (0 trading hours, 6-10 non-trading hours/month).

Exams

• S66 Uniform Combined State Law Examination
  2025-04-18
• S63 Uniform Securities Agent State Law Examination
  2013-09-26

Other Names

• Gustavo Cortes
• Gustavo Adolfo Cortes
• Gustavo Adolfo Cortes Gaviria
• Gustavo A Cortes