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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-10-09 |
| TX | RA | APPROVED | 2020-10-09 |
Branch Locations
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Columbia | MD | 09/2010 | 10/2020 |
| Bank Of America Na | Columbia | MD | 02/2011 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 10/2020 | Present |
3RD KNIGHT, LLC; INV. RELATED; BETHESDA,MD; 100% OWNERSHIP; START DATE 01/01/2021; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 40; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-03 |
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