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Nestor Jesus Gomez

Morgan Stanley

Oxnard, CA

CRD 5772985

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-10
TX RA APPROVED 2022-10-10
  • CA RA
    APPROVED
    Since 2022-10-10
  • TX RA
    APPROVED
    Since 2022-10-10

Branch Locations

300 Esplanade Drive 10Th Floor, Oxnard, CA 93036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Camarillo CA 10/2017 10/2022
Wells Fargo Clearing Services Llc Camarillo CA 12/2017 10/2022
Wells Fargo Home Mortgage Oxnard CA 03/2016 09/2017
Morgan Stanley Oxnard CA 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-31
S63 Uniform Securities Agent State Law Examination 2010-04-23
  • S66 Uniform Combined State Law Examination
    2021-03-31
  • S63 Uniform Securities Agent State Law Examination
    2010-04-23
Other Names
  • Nestor J Gomez
  • Nestor Gomez

View on SEC IAPD

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