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Joseph A Keniston

Advisors Asset Management, Inc.

Princeton, NJ

Andover, MA

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-11-17
  • MA RA
    APPROVED
    Since 2022-11-17

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington DC 09/2010 12/2016
Rbc Capital Markets, Llc Boston MA 02/2017 08/2019
Raymond James Denver CO 01/2020 12/2020
Unemployed Denver CO 08/2019 01/2020
National Securities Corp Boston MA 02/2021 04/2021
National Asset Management Boston MA 02/2021 04/2021
Wells Fargo Clearing Services, Llc Boston MA 04/2021 10/2022
Unemployed Portland ME 12/2020 02/2021
Advisors Asset Management, Inc Monument CO 10/2022 Present
  • 09/2010 → 12/2016
    Rbc Capital Markets, Llc
    Washington, DC
  • 02/2017 → 08/2019
    Rbc Capital Markets, Llc
    Boston, MA
  • 01/2020 → 12/2020
    Raymond James
    Denver, CO
  • 08/2019 → 01/2020
    Unemployed
    Denver, CO
  • 02/2021 → 04/2021
    National Securities Corp
    Boston, MA
  • 02/2021 → 04/2021
    National Asset Management
    Boston, MA
  • 04/2021 → 10/2022
    Wells Fargo Clearing Services, Llc
    Boston, MA
  • 12/2020 → 02/2021
    Unemployed
    Portland, ME
  • 10/2022 → Present
    Advisors Asset Management, Inc
    Monument, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-06
  • S66 Uniform Combined State Law Examination
    2017-11-06
Other Names
  • Joseph Adam Keniston

View on SEC IAPD

Other Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC
SONGBIRD CAPITAL, LLC
J.P. MORGAN SECURITIES LLC
SYSTEMATIC ALPHA INVESTMENTS, LLC
PNC WEALTH MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

More in Princeton, NJ

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