Tara Anne Vary

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-06-29

MA RA
APPROVED

Since 2023-06-29

Branch Locations

91 Montvale Ave, Stoneham, MA 02180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trilogy Financial Services	Woburn	MA	11/2009	06/2019
National Planning Corporation	Woburn	MA	03/2010	11/2017
Lpl Financial Llc	Woburn	MA	11/2017	06/2019
Trilogy Capital	Woburn	MA	01/2019	06/2019
New England Investment & Retirement Group, Inc.	North Andover	MA	06/2019	01/2021
Unemployed	Tewksbury	MA	01/2021	05/2021
Dba: Winchester Financial Group	Stoneham	MA	05/2021	Present
Cetera Wealth Services, Llc	El Segundo	CA	05/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

11/2009 → 06/2019

Trilogy Financial Services

Woburn, MA
03/2010 → 11/2017

National Planning Corporation

Woburn, MA
11/2017 → 06/2019

Lpl Financial Llc

Woburn, MA
01/2019 → 06/2019

Trilogy Capital

Woburn, MA
06/2019 → 01/2021

New England Investment & Retirement Group, Inc.

North Andover, MA
01/2021 → 05/2021

Unemployed

Tewksbury, MA
05/2021 → Present

Dba: Winchester Financial Group

Stoneham, MA
05/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2020-05-27 → 2021-02-26

New England Investment & Retirement Group, Inc.

North Andover, MA
2019-04-18 → 2019-06-04

Trilogy Capital, Inc.

Woburn, MA

Other Businesses

1. NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/03/2021 POSITION/TITLE/RELATIONSHIP: SALES ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-02-28
S63	Uniform Securities Agent State Law Examination	2013-09-23

S65 Uniform Investment Adviser Law Examination

2019-02-28
S63 Uniform Securities Agent State Law Examination

2013-09-23

View on SEC IAPD