Mark Richard Ziemba

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial, Llc
  Buffalo, NY
• 12/2011 → Present
  Private Advisor Group, Llc
  Buffalo, NY

Previous Registrations

• 2010-08-25 → 2011-12-20
  Ic Advisory Services, Inc.
  Orchard Park, NY
  Bedminster, NJ

Other Businesses

(1) 12/20/2011: No Business Name - Investment Related - Amherst, NY - Real Estate Rental - Time Spent 1% - Owner and Landlord. (2) 12/20/2011: Markrich Properties, Inc - Real Estate Rental - Investment Related - Amherst, NY - Real Estate Rental - Time Spent 5% - President of holding company for family owned real estate. (3) 12/20/2011: Specific Solutions, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent agent for fixed insurance. (4) 12/29/2011: Private Advisor Group, LLC - DBA: Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 80% - (Hybrid) I will offer fee based financial planning and investment advisory services. (5) 5/3/2017: Monarch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/02/2017 - 15 Hours Per Month During Securities Trading. (6) 5/8/2017: Thoughtful Plan Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/25/2017 - 10 Hours Per Month During Securities Trading. (7) 5/11/2017: Private Advisor Group - DBA: (Hybrid) Monarch Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/05/2017 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/11/2017. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (8) 12/19/2017 - Private Advisor Group - DBA: (Hybrid) Thoughtful Plan Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/15/2017 - 40 Hours Per Month/40 During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/19/2017. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (9) 4/23/2019 - Thoughtful Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 10/13/2016 - 6 Hours Per Month/3 Hours During Securities Trading - Medicare Insurance and Supplements. (10) 9/6/2019 - Buffalo Oral Surgery - Not Investment Related - 117 Linwood Ave, Buffalo, NY 14209 - Outside/W-2 Employment - Controller - Start Date: 08/12/2019 - 8 Hours Per Month/0 Hours During Securities Trading - Part-Time Controller. (11) 03/21/2024- Camp Atlas- Real Estate Rental- Investment Related- Blasdell, NY- Start Date 03/15/2024- 5 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-08-10

Other Names

• Mark Richard Ziemba