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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-11-18
HI RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • IN RA
    APPROVED
    Since 2025-11-18
  • HI RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Honolulu, HI • United States

1885 Main St Ste 207, Wailuku, HI 96793-1827 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Honolulu HI 04/2016 05/2017
Raymond James Financial Services Advisors Inc. Honolulu HI 05/2017 09/2025
First Hawaiian Bank Honolulu HI 04/2016 09/2018
First Hawaiian Bank Kahului HI 02/2019 09/2025
N/A Kahului HI 01/2023 01/2024
First Hawaiian Advisors Kahului HI 05/2017 09/2025
Ameriprise Financial Services, Llc Wailuku HI 09/2025 Present
  • 04/2016 → 05/2017
    Bancwest Investment Services
    Honolulu, HI
  • 05/2017 → 09/2025
    Honolulu, HI
  • 04/2016 → 09/2018
    First Hawaiian Bank
    Honolulu, HI
  • 02/2019 → 09/2025
    First Hawaiian Bank
    Kahului, HI
  • 01/2023 → 01/2024
    N/A
    Kahului, HI
  • 05/2017 → 09/2025
    First Hawaiian Advisors
    Kahului, HI
  • 09/2025 → Present
    Wailuku, HI
Previous Registrations
  • 2017-05-03 → 2025-09-09
    Honolulu, HI
    Kahului, HI
    Koloa, HI
  • 2016-04-11 → 2017-05-02
    Bancwest Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Kahului, HI
  • 2015-04-14 → 2016-12-14
    Wealthbridge, Inc.
    Honolulu, HI
  • 2014-06-05 → 2015-03-27
    Bankoh Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
Other Businesses

Business Ownership; The Life and Leadership Center; Owner; Leadership Training Business; 5080 Likini Street, , Honolulu, HI, 96818; Not Investment-Related; 05/01/2017; 1 to 9 hours per month; 0 during trading hours / Life Financial Planning Group; Owner; Manage Ameriprise Business; 1885 Main Street, , Wailuku, HI, 96793; Investment-Related; 08/21/2025; 40 to 59 hours per month; 60 during trading hours. Board of Directors; Kaaa ipu kukui fellows; Treasurer; 153 East Kamehameha Ave, , Kahalui, HI, 96732; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / Ka limaomaui; Board Member; 127 Mahalani Street, , Wailuku, HI, 96793; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / Women Helping Women; Treasurer; 1935 Main Street, #202, Wailuku, HI, 96793; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-04
S63 Uniform Securities Agent State Law Examination 2010-07-26
  • S66 Uniform Combined State Law Examination
    2014-06-04
  • S63 Uniform Securities Agent State Law Examination
    2010-07-26
Other Names
  • Dennis J Ducatt

View on SEC IAPD

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