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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-11-18 |
| HI | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1885 Main St Ste 207, Wailuku, HI 96793-1827 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Honolulu | HI | 04/2016 | 05/2017 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | 09/2025 |
| First Hawaiian Bank | Honolulu | HI | 04/2016 | 09/2018 |
| First Hawaiian Bank | Kahului | HI | 02/2019 | 09/2025 |
| N/A | Kahului | HI | 01/2023 | 01/2024 |
| First Hawaiian Advisors | Kahului | HI | 05/2017 | 09/2025 |
| Ameriprise Financial Services, Llc | Wailuku | HI | 09/2025 | Present |
Business Ownership; The Life and Leadership Center; Owner; Leadership Training Business; 5080 Likini Street, , Honolulu, HI, 96818; Not Investment-Related; 05/01/2017; 1 to 9 hours per month; 0 during trading hours / Life Financial Planning Group; Owner; Manage Ameriprise Business; 1885 Main Street, , Wailuku, HI, 96793; Investment-Related; 08/21/2025; 40 to 59 hours per month; 60 during trading hours. Board of Directors; Kaaa ipu kukui fellows; Treasurer; 153 East Kamehameha Ave, , Kahalui, HI, 96732; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours / Ka limaomaui; Board Member; 127 Mahalani Street, , Wailuku, HI, 96793; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / Women Helping Women; Treasurer; 1935 Main Street, #202, Wailuku, HI, 96793; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-26 |
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