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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2018-10-16
  • NH RA
    APPROVED
    Since 2018-10-16

Branch Locations

25 Nashua Rd Bldg F Ste 2-I, Londonderry, NH 03053 • United States

Auburn, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments, Inc. Londonderry NH 03/2010 Present
Primerica Financial Services Londonderry NH 07/2008 Present
3 Phase Line Construction Portsmouth NH 08/2015 06/2017
  • 03/2010 → Present
    Londonderry, NH
  • 07/2008 → Present
    Primerica Financial Services
    Londonderry, NH
  • 08/2015 → 06/2017
    3 Phase Line Construction
    Portsmouth, NH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-24
S63 Uniform Securities Agent State Law Examination 2010-10-19
  • S65 Uniform Investment Adviser Law Examination
    2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2010-10-19
Other Names
  • Adam Louis Diorio

View on SEC IAPD

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