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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2015-05-18 |
| CT | RA | APPROVED | 2015-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Kisco | NY | 05/2015 | Present |
| Bank Of America, N.A. | Mount Kisco | NY | 07/2015 | Present |
I*103455 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MULTI-FAMILY HOME INVESTMENT RELATED: N ADDRESS OF BUSINESS: BEDFORD HILLS, NEW YORK 10507 NATURE OF BUSINESS: OTHER,PERSONAL INVESTMENT - OWNER POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/20/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MULTI-FAMILY HOME FOR REAL ESTATE INVESTMENT PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-03 |
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