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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-22 |
| DE | RA | APPROVED | 2020-12-14 |
| PA | RA | APPROVED | 2018-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 08/2018 | Present |
| Stifel Trust Company Delaware, N.A. | Wilmington | DE | 12/2015 | 07/2018 |
| Bank Of America, N.A. | Philadelphia | PA | 10/2018 | Present |
I*1043272For profit or not for profit: Entity CharitableName of outside business organization: Ducks Unlimited Brandywine ChapterInvestment related: NAddress of business: Greenville, Delaware, 19807Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 10/19/2022Number of hours devoted: 20 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , planning committee for the annual fundraising gala I* 1767281For profit or not for profit: Entity CharitableName of outside business organization: First State Squash, Inc.Investment related: noAddress of business: Wilmington, DE, 19801Nature of business: Charitable OrganizationPosition, title, association: CommitteeStart date of relationship: 03/26/2024Number of hours devoted: 3 monthly Number of hours devoted during trading hours: 0Duties: Investment Committee Member I*5303268, Entity Type: Entity Charitable, Name of OBA: Christ Church Christiana Hundred, Address: Wilmington, Delaware, 19807, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 09/15/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Finance Committee Place of worship and faith community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-30 |
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