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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
Branch Locations
21800 Oxnard Street 1St Floor, Woodland Hills, CA 91367 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Rochdale | Beverly Hills | CA | 03/2014 | 10/2016 |
| City National Bank | Beverly Hills | CA | 02/2014 | 06/2022 |
| City National Securities, Inc | Beverly Hills | CA | 01/2020 | 06/2022 |
| J.P. Morgan Securities Llc | Santa Monica | CA | 06/2022 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Santa Monica | CA | 06/2022 | 11/2024 |
| Rim Securities Llc | Beverly Hills | CA | 02/2014 | 10/2016 |
| City National Securities, Inc. | Woodland Hills | CA | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-27 |
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