Best Investors Account Sign in
Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-08-29
  • KS RA
    APPROVED
    Since 2024-08-29

Branch Locations

Overland Park, KS • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Overland Park KS 11/2015 08/2021
Massmutual Life Insurance Co Overland Park KS 09/2021 08/2024
Mml Investors Services, Llc Overland Park KS 09/2021 08/2024
Lpl Financial Overland Park KS 05/2021 08/2021
Thrivent Investment Management Inc. Minneapolis MN 08/2024 Present
Thrivent Financial Appleton WI 08/2024 Present
Kansas City Chiefs Kansas City MO 08/2023 09/2024
Topgolf Overland Park KS 04/2024 09/2024
  • 11/2015 → 08/2021
    Waddell & Reed
    Overland Park, KS
  • 09/2021 → 08/2024
    Massmutual Life Insurance Co
    Overland Park, KS
  • 09/2021 → 08/2024
    Overland Park, KS
  • 05/2021 → 08/2021
    Lpl Financial
    Overland Park, KS
  • 08/2024 → Present
    Minneapolis, MN
  • 08/2024 → Present
    Thrivent Financial
    Appleton, WI
  • 08/2023 → 09/2024
    Kansas City Chiefs
    Kansas City, MO
  • 04/2024 → 09/2024
    Topgolf
    Overland Park, KS
Previous Registrations
  • 2021-11-03 → 2024-08-20
    Overland Park, KS
  • 2016-03-10 → 2021-08-23
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
  • 2014-10-28 → 2015-10-26
    Foresters Advisory Services, Llc
    Lenexa, KS
Other Businesses

KANSAS CITY CHIEFS POSITION: Stage Hand NATURE: Professional football team. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 1 Arrowhead Dr, Kansas City MO 64129, United States DESCRIPTION: Setup and take down equipment needed for the on field pregame festivities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-16
S63 Uniform Securities Agent State Law Examination 2010-04-09
  • S66 Uniform Combined State Law Examination
    2014-10-16
  • S63 Uniform Securities Agent State Law Examination
    2010-04-09

View on SEC IAPD

More in Overland Park, KS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor