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Craig A Nichols

J.P. Morgan Securities LLC

Fox Point, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-28
TX RA APPROVED_RES 2024-02-27
WI RA APPROVED 2024-02-27
  • FL RA
    APPROVED
    Since 2024-02-28
  • TX RA
    APPROVED_RES
    Since 2024-02-27
  • WI RA
    APPROVED
    Since 2024-02-27

Branch Locations

8737 North Port Washington Road, Fox Point, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cudahy WI 10/2012 11/2017
J.P. Morgan Securities Llc Fox Point WI 07/2023 Present
Jpmorgan Chase Bank, N.A. Fox Point WI 08/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
S63 Uniform Securities Agent State Law Examination 2010-05-22
  • S66 Uniform Combined State Law Examination
    2024-01-05
  • S63 Uniform Securities Agent State Law Examination
    2010-05-22
Other Names
  • Craig Nichols

View on SEC IAPD

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Other Investors

EMILY NICOLE BERGIN WRIGHT
LANCE RICARDO LESAGE
MATTHEW Paul FRANEY
MARK ELDON PITTLEMAN
REBEKAH LOVGREN ALLISON
NATHANIEL BENNETT LADSTEN
JOSEPH GERARD POMETTO
Angela Maria DiCastri

Other Offices

CETERA INVESTMENT ADVISERS LLC · FOX POINT, WI
COVEREDBRIDGE · MILWAUKEE, WI
OSAIC WEALTH, INC. · MILWAUKEE, WI
ALLISON & COMPANY FINANCIAL COUNSELORS, LLC · GLENDALE, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Milwaukee, WI
INTEGRITY ALLIANCE, LLC. · Fox Point, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Whitefish Bay, WI
MERIT FINANCIAL ADVISORS · WHITEFISH BAY, WI

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