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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-25
NY RA APPROVED 2024-04-01
  • TX RA
    APPROVED_RES
    Since 2024-04-25
  • NY RA
    APPROVED
    Since 2024-04-01

Branch Locations

132 Pkwy Rd, Bronxville, NY 10708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Scarsdale NY 06/2007 06/2017
Citigroup Bronxville NY 06/2017 03/2024
J.P. Morgan Securities Llc Bronxville NY 04/2024 Present
Jpmorgan Chase Bank, N.A. Bronxville NY 04/2024 Present
  • 06/2007 → 06/2017
    Hsbc Bank Usa, N.A.
    Scarsdale, NY
  • 06/2017 → 03/2024
    Citigroup
    Bronxville, NY
  • 04/2024 → Present
    Bronxville, NY
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Bronxville, NY
Previous Registrations
  • 2020-09-08 → 2024-04-19
    Bronxville, NY
    Fort Lee, NJ
    Fort Lee, NJ
    New York, NY
    Boca Raton, FL
    Port Jefferson, NY
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-05
S63 Uniform Securities Agent State Law Examination 2010-09-13
  • S66 Uniform Combined State Law Examination
    2020-09-05
  • S63 Uniform Securities Agent State Law Examination
    2010-09-13

View on SEC IAPD

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