Lori Jean Barry

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2020-09-21

WI RA
APPROVED

Since 2020-09-21

Branch Locations

129 8Th Ave, Baraboo, WI 53913-2110 • United States

375 Lincoln Ave, Fennimore, WI 53809 • United States

925 Wisconsin Ave Box 307, Boscobel, WI 53805 • United States

1200 Sextonville Rd, Richland Center, WI 53581-0392 • United States

600 E Blackhawk Ave, Prairie Du Chien, WI 53821 • United States

101 North Wisconsin Ave, Muscoda, WI 53573-0065 • United States

170 West Main St, Platteville, WI 53818 • United States

125 North Center St, Livingston, WI 53959-1937 • United States

115 Main St, Reedsburg, WI 53959-1937 • United States

305 S. Madison Street, Lancaster, WI 53813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Investment Professionals Inc	San Antonio	TX	07/2015	08/2018
Community First Bank	Boscobel	WI	07/2016	Present
Ameriprise Financial Services, Inc.	Boscobel	WI	08/2018	09/2020
Lpl Financial Llc	Boscobel	WI	09/2020	Present

07/2015 → 08/2018

Investment Professionals Inc

San Antonio, TX
07/2016 → Present

Community First Bank

Boscobel, WI
08/2018 → 09/2020

Ameriprise Financial Services, Inc.

Boscobel, WI
09/2020 → Present

Lpl Financial Llc

Boscobel, WI

Previous Registrations

2018-07-03 → 2020-09-23

Ameriprise Financial Services, Llc

Reedsburg, WI

Fennimore, WI

Baraboo, WI

Boscobel, WI

Platteville, WI

Richland Center, WI
2015-10-30 → 2018-09-24

Investment Professionals, Inc.

Livingston, WI

Fennimore, WI

San Antonio, TX

Platteville, WI

San Antonio, TX

Muscoda, WI

Richland Center, WI

Boscobel, WI

Baraboo, WI

Reedsburg, WI

Kansas City, MO

Downers Grove, IL

Other Businesses

1) 2020-09-21 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - The Investment Center at Community First Bank / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2020-08-03 - hrs/mth - hrs/mth during trading 2) 2021-11-17 - Community First Bank - Financial Institution Duty - N - at reported business location(s) - 2021-08-03 - 2hrs/mth - 1hrs/mth during trading 3) 2024-08-27 - SLB Management, LLC - Real Estate Rental - Y - 15227 County Rd T, Fennimore, WI 53809 - 2024-08-26 - 3hrs/mth - 2hrs/mth during trading 4) 2026-05-05 - Community First Bank - Financial Institution Duty - N - at reported business location(s) - 2026-04-01 - 0hrs/mth - 0hrs/mth during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-10-30
S63	Uniform Securities Agent State Law Examination	2010-05-26

S65 Uniform Investment Adviser Law Examination

2015-10-30
S63 Uniform Securities Agent State Law Examination

2010-05-26

Designations

Other Names

Lori Jean Wester
Lori J Wester

View on SEC IAPD