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Richard Andrew Solt

Ameriprise Financial Services, LLC

Colleyville, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-17
  • TX RA
    APPROVED
    Since 2025-10-17

Branch Locations

97 Village Lane Suite 300, Colleyville, TX 76034-2992 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2015 08/2018
Fisher Investments Plano TX 08/2018 07/2022
Private Capital Management Dallas TX 07/2022 07/2023
Edward Jones St Louis MO 07/2023 10/2025
Ameriprise Financial Services Llc Colleyville TX 10/2025 Present
Previous Registrations
  • 2023-07-21 → 2025-10-20
    Edward Jones
    Fort Worth, TX
    Euless, TX
  • 2022-07-20 → 2023-08-14
    Southstate Private Capital Management Llc
    Dallas, TX
  • 2018-08-14 → 2022-07-21
    Fisher Investments
    Plano, TX
    Plano, TX
    Bedford, TX
    Plymouth, MI
    Plano, TX
  • 2015-07-20 → 2018-08-08
    Edward Jones
    Dallas, TX
  • 2013-12-23 → 2015-07-29
    Td Ameritrade, Inc.
    Westlake, TX
  • 2013-12-23 → 2015-07-29
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2012-08-07 → 2013-12-09
    Usaa Financial Planning Services
    Addison, TX
  • 2012-07-04 → 2012-07-24
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-29
S65 Uniform Investment Adviser Law Examination 2022-08-02
S66 Uniform Combined State Law Examination 2012-07-03
  • S63 Uniform Securities Agent State Law Examination
    2023-06-29
  • S65 Uniform Investment Adviser Law Examination
    2022-08-02
  • S66 Uniform Combined State Law Examination
    2012-07-03
Designations
Other Names
  • Richard Andrew Solt
  • Richard Solt
  • Rick Solt

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
LPL FINANCIAL LLC
JASI FINANCIAL, INC.
ASCENT CAPITAL PARTNERS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

JEFFREY ADAM GRANGER
AUSTIN TYLER GANSKY
Kelci McGinnis
William M Nous
MATTHEW WALLACE
Jeffrey Jay Sanders
Kristin Elaine Chevalier
TYLER D LITTLE

Other Offices

J.P. MORGAN SECURITIES LLC · COLLEYVILLE, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEYVILLE, TX
PNC WEALTH MANAGEMENT LLC · COLLEYVILLE, TX
EDWARD JONES · COLLEYVILLE, TX
LPL FINANCIAL LLC · COLLEYVILLE, TX
LPL FINANCIAL LLC · EULESS, TX
JASI FINANCIAL, INC. · GRAPEVINE, TX
ASCENT CAPITAL PARTNERS, LLC · Grapevine, TX

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