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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-28 |
Branch Locations
Fort Worth, TX • United States
3230 Camp Bowie Blvd Suites 400 And 775, Fort Worth, TX 76107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 03/2010 | 01/2019 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 01/2019 | 07/2023 |
| Bank Of America, N.A. | Tampa | FL | 02/2019 | 07/2023 |
| Raymond James & Associates, Inc. | Fort Worth | TX | 07/2023 | Present |
(1) Name of Business: Paschal Band Booster Parent Teacher Association Address: 3451 Brady Ave, Fort Worth, TX, 76109, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 05/20/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assistant Treasurer - The Assistant Treasurer shall handle and keep accurate records of all monetary activities involving student accounts. These activities include, but are not limited to, student payments for\nfees and trips and any fundraising activities whereby funds are assigned or donated to a student.\nOr, the Assistant Treasurer may be delegated various duties by the Treasurer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-28 |
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