Best Investors Account Sign in
Inactive

Samuel Sosa

Steelpeak Wealth, LLC

Los Angeles, CA

Santa Barbara, CA

Claim This Profile
Current Employers
Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-12
  • CA RA
    APPROVED
    Since 2024-03-12

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Santa Barbara CA 05/2012 01/2017
J.P. Morgan Securities Llc Santa Barbara CA 10/2012 01/2017
Fidelity Brokerage Services Llc Santa Barbara CA 01/2017 01/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2024
Steelpeak Wealth, Llc Santa Barbara CA 03/2024 Present
  • 05/2012 → 01/2017
    Jpmorgan Chase Bank
    Santa Barbara, CA
  • 10/2012 → 01/2017
    J.P. Morgan Securities Llc
    Santa Barbara, CA
  • 01/2017 → 01/2024
    Fidelity Brokerage Services Llc
    Santa Barbara, CA
  • 07/2018 → 01/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2024 → Present
    Steelpeak Wealth, Llc
    Santa Barbara, CA
Previous Registrations
  • 2018-07-13 → 2024-01-22
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-01-23 → 2018-07-13
    Strategic Advisers Llc
    Santa Barbara, CA
  • 2015-09-02 → 2017-01-10
    J.P. Morgan Securities Llc
    Santa Barbara, CA
    Montecito, CA
    Carpinteria, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
S63 Uniform Securities Agent State Law Examination 2010-07-14
  • S66 Uniform Combined State Law Examination
    2015-08-26
  • S63 Uniform Securities Agent State Law Examination
    2010-07-14
Other Names
  • Samuel Davidescu
  • Sammy Sosa
  • Sammy Davidescu

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor