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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-10 |
Branch Locations
6500 City West Parkway Suite 315, Eden Prairie, MN 55344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Golden Valley | MN | 02/2015 | 07/2025 |
| Beltline Hockey Referees' Assn | New Hope | MN | 10/2000 | Present |
| Lpl Financial Llc | Eden Prairie | MN | 07/2025 | Present |
1. 07/10/2025-Beltline Hockey Referees Assocation- Coach/ Sports/ Fitness- Not INV Related- At Minneapolis, MN- Start date 10/01/2000- 10 Hours Per Month 2. 07/10/2025- Ryan Grant Investments, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/03/2017- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
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