Christopher Sean Kerwin

Pgim Investments LLC

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Current Employers

Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-09-16

CT RA
APPROVED

Since 2025-09-16

Branch Locations

655 Broad Street, Newark, NJ 07102 • United States

Norwalk, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lord Abbett & Co. Llc	Jersey City	NJ	07/2012	04/2017
Columbia Management Investment Distributors Inc	Fairfield	CT	07/2017	09/2025
Pgim	Norwalk	CT	09/2025	Present
Prudential Investment Management Services Llc	Norwalk	CT	09/2025	Present

07/2012 → 04/2017

Lord Abbett & Co. Llc

Jersey City, NJ
07/2017 → 09/2025

Columbia Management Investment Distributors Inc

Fairfield, CT
09/2025 → Present

Pgim

Norwalk, CT
09/2025 → Present

Prudential Investment Management Services Llc

Norwalk, CT

Previous Registrations

2017-07-10 → 2025-09-05

Columbia Management Investment Advisers, Llc

Fairfield, CT

Boston, MA

Boston, MA
2012-07-19 → 2017-04-25

Lord, Abbett & Co. Llc

Jersey City, NJ
2011-10-07 → 2012-07-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bedminster, NJ
2010-07-13 → 2011-08-24

Morgan Stanley

Bedminster, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-09

S66 Uniform Combined State Law Examination

2010-07-09

View on SEC IAPD

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Other Investors

AMELIA JEANETHA SAMUEL

ARNOLD LOUIS LANDY

CURTIS GREGORY GREEN

ALEJANDRO GABRIEL STAROSELSKI

Dana Lynn Simmons

GREGORY BLAINE VANMETER

DAWN PAGE HOLTMEIER

SARAH ROSE ZAWISTOWSKI

Other Offices

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LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ

PRUCO SECURITIES, LLC. · NEWARK, NJ

LPL ENTERPRISE, LLC · NEWARK, NJ

VINANCE REALM LTD · NEWARK, NJ

PGIM INVESTMENTS LLC · NEWARK, NJ

PGIM INVESTMENTS LLC · NEWARK, NJ

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