Shannon Marie Daly

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 02/2018
  Fidelity Brokerage Services Llc
  Brookfield, WI
• 04/2019 → Present
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 07/2016 → 02/2018
  Strategic Advisers Inc
  Brookfield, WI
• 03/2018 → 04/2019
  Northwestern Mutual
  Milwaukee, WI

Previous Registrations

• 2016-07-25 → 2018-02-23
  Strategic Advisers Llc
  Brookfield, WI
• 2015-02-27 → 2016-06-07
  Edward Jones
  Waukesha, WI
  Cedarburg, WI
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2015-01-02
• S63 Uniform Securities Agent State Law Examination
  2010-04-20

Designations

• Certified Financial Planner

Other Names

• Shannon Marie Daly
• Shannon Daly