Richard Chan

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 08/2017
  Statefarm
  Edison, NJ
• 08/2017 → 04/2019
  Axa Advisors Llc
  Edison, NJ
• 06/2019 → 12/2020
  Allstate Financial Services Llc
  Brooklyn, NY
• 10/2017 → 11/2019
  Human Care
  Brooklyn, NY
• 02/2021 → 01/2022
  Mml Investors Services, Llc
  Brooklyn, NY
• 11/2020 → 01/2022
  Mass Mutual Life Insurance Company
  Brooklyn, NY
• 05/2019 → 12/2020
  Allstate Financial Advisors, Llc
  Brooklyn, NY
• 03/2023 → Present
  Equitable Advisors, Llc
  New York, NY
• 01/2018 → Present
  Rck Holdings Llc
  Brooklyn, NY

Previous Registrations

• 2019-07-29 → 2020-12-31
  Allstate Financial Advisors, Llc
  Brooklyn, NY
• 2018-04-06 → 2019-04-18
  Equitable Advisors, Llc
  Edison, NJ

Other Businesses

10/2023, approved for Savoy, General Agency for Medicare business, $3000 annual comp; 5/2018, RCK Holding LLC, General Agency for P&C business, $10000 annual comp.

Exams

• S66 Uniform Combined State Law Examination
  2024-11-16