Christopher Kherkher

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2012-10-01

MI RA
APPROVED

Since 2012-10-01

Branch Locations

1449 Haggerty Road, Commerce Township, MI 48390 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Commerce Township	MI	03/2010	Present
J.P. Morgan Securities Llc	Commerce Township	MI	03/2010	Present

03/2010 → Present

Jpmorgan Chase Bank, N.A.

Commerce Township, MI
03/2010 → Present

J.P. Morgan Securities Llc

Commerce Township, MI

Previous Registrations

2011-07-29 → 2012-10-01

Chase Investment Services Corp.

Walled Lake, MI

Auburn Hills, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-22
S63	Uniform Securities Agent State Law Examination	2010-04-09

S66 Uniform Combined State Law Examination

2011-07-22
S63 Uniform Securities Agent State Law Examination

2010-04-09

Other Names

Christopher H Kherkher

View on SEC IAPD