Michael Chatterton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-14
IL	RA	APPROVED	2022-05-18

TX RA
APPROVED_RES

Since 2022-07-14
IL RA
APPROVED

Since 2022-05-18

Branch Locations

990 S Barrington Rd, Streamwood, IL 60107 • United States

2450 W Algonquin Rd, Lake In The Hills, IL 60156 • United States

1310 N Meacham Rd, Schaumburg, IL 60173 • United States

426 W Army Trail Rd, Carol Stream, IL 60188 • United States

300 N Field Drive, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Motorola Ecu	Schaumburg	IL	03/2007	09/2016
Cuna Brokerage Services, Inc.	Waverly	IA	06/2006	Present
Andigo Credit Union	Schaumburg	IL	10/2016	12/2020
Cuna Mutual	Wavery	IA	01/2021	Present
Lpl Financial Llc	Schaumburg	IL	05/2022	Present

03/2007 → 09/2016

Motorola Ecu

Schaumburg, IL
06/2006 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
10/2016 → 12/2020

Andigo Credit Union

Schaumburg, IL
01/2021 → Present

Cuna Mutual

Wavery, IA
05/2022 → Present

Lpl Financial Llc

Schaumburg, IL

Previous Registrations

2006-05-29 → 2022-05-18

Cuna Brokerage Services, Inc.

Norridge, IL

Schaumburg, IL

Libertyville, IL

Schaumburg, IL

Elgin, IL

Madison, WI

Schaumburg, IL

Schaumburg, IL

Schaumberg, IL

Carol Stream, IL

Other Businesses

1. 05/20/2022 - Consumers Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-27

S66 Uniform Combined State Law Examination

2006-05-27

View on SEC IAPD