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Brett Michael Walters

Tbh Global Asset Management, LLC

Venice, FL

Brentwood, TN

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Current Employers
Tbh Global Asset Management, Llc

6 Cadillac Dr. Suite 300, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-14
TN RA APPROVED 2019-07-31
  • FL RA
    APPROVED
    Since 2026-01-14
  • TN RA
    APPROVED
    Since 2019-07-31

Branch Locations

Venice, FL • United States

6 Cadillac Dr. Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trident Financial Planning Llc Lakewood CO 06/2016 07/2019
Tbh Global Asset Management, Llc Nashville TN 07/2019 Present
Previous Registrations
  • 2016-07-28 → 2019-08-09
    Trident Financial Planning
    Nashville, TN
  • 2013-10-28 → 2016-08-08
    Kestra Investment Services, Llc
    Denver, CO
  • 2016-04-20 → 2016-08-08
    Kestra Advisory Services, Llc
    Denver, CO
  • 2010-09-01 → 2013-10-28
    Edward Jones
    St Louis, MO
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-26
  • S66 Uniform Combined State Law Examination
    2010-08-26
Designations
Other Names
  • Brett M. Walters

View on SEC IAPD

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