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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| NY | RA | APPROVED | 2026-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Solvay | NY | 11/2014 | 11/2020 |
| Solvay Bank | Solvay | NY | 11/2014 | 11/2020 |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 11/2020 | 04/2026 |
| Lpl Enterprise Llc | Syracuse | NY | 04/2026 | Present |
1. 03/25/2026 - Duffy Financial - DBA for LPL Business (entity for LPL business) - Investment related - Syracuse NY - OBA start date: 03/30/2026 - 160 Hrs/Mth - 26 Hrs During Trading 2. 03/25/2026 - Daniel Duffy N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Camillus NY - OBA start date: 12/31/2025 - 160 Hrs/Mth - 160 Hrs During Trading 3. 03/25/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Camillus NY - OBA start date: 12/31/2025 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-07 |
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