Cullen James Brokaw

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-05
MO	RA	APPROVED	2010-05-10

TX RA
APPROVED_RES

Since 2019-06-05
MO RA
APPROVED

Since 2010-05-10

Branch Locations

145 Arnold Crossroads Center, Arnold, MO 63010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2010	Present

03/2010 → Present

Edward Jones

St Louis, MO

Other Businesses

Holy Child Endowment Committee Arnold, MO Start date: 1/1/2018 Committee Member at Large Hours per week: 0 Hours during trading: 0 Based on annual "undistributed income" amount pre-determined by the Archdiocese on this restricted account, our committee provides a recommendation only to the Immaculate Conception (Holy Child) Priest on "how much" of the undistributed income should be distributed and for what school-related use.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-06

S66 Uniform Combined State Law Examination

2010-05-06

Other Names

Cullen J Brokaw

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