Best Investors Account Sign in

Christopher Charles Schafer

Cambridge Investment Research Advisors, Inc.

Decatur, GA

CRD 5770376

Claim This Profile
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-04-08
  • GA RA
    APPROVED
    Since 2013-04-08

Branch Locations

Decatur, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2013 Present
Previous Registrations
  • 2011-03-14 → 2013-12-18
    Brooke & Schafer, Llc
    Decatur, GA
Other Businesses

1)CAMBRIDGE INVESTMENT RESEARCH, INC. REGISTERED REPRESENTATIVE, SERIES 7. BRANCH OFFICE 4357 FERGUSON DRIVE, SUITE 260, CINCINATI, OH 45245. FINANCIAL ADVISOR, SPEND APPROXIMATELY 20 HOURS PER MONTH. 2)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3)CHRIS SCHAFER 443 WOODHAVEN DRIVE DECATUR, GA 30030. BEGAN 03/11/2011 AS RESIDENT AGENT. INDEPENDENT INSURANCE AGENT THAT SELLS VARIBLE PRODUCTS, LTC, HEALTH, AND LIFE INSURANCE. INVESTMENT RELATED. DEVOTES 10 HRS/MNTH. 0.2 HRS DURING TRADING. 4)BROOKE & SCHAFER, LLC, Decatur GA 30030, United States, 03/11/2011, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-13
  • S66 Uniform Combined State Law Examination
    2010-09-13
Other Names
  • Chris Schafer
  • Christopher Schafer

View on SEC IAPD

More in Decatur, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor