Ryan W York

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 10/2019
  Pinnacle Investments, Llc
  Syracuse, NY
• 10/2019 → 07/2025
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 07/2025 → Present
  Lpl Financial Llc
  Liverpool, NY

Previous Registrations

• 2019-10-17 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Liverpool, NY
  Phoenix, NY
  Syracuse, NY
• 2010-06-08 → 2011-08-24
  Morgan Stanley
  Syracuse, NY
  Syracuse, NY

Other Businesses

1) 07/10/2025 - York Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 200 hrs per month 2) 07/10/2025 - Syracuse University / Teacher / Non Inv Related / Syracuse NY 13219 - Start date 07/01/2022 - 14 hrs per month 3) 07/10/2025 - York Capital, LLC / Tax Prep/Accounting/CPA / Inv Related / Syracuse NY 13219 - Start date 04/29/2025 - 80 hrs per month - 4) 07/10/2025 - York Wealth Management / Non-Variable Insurance / Inv Related / Liverpool NY 13090 / Start date 10/15/2019 - 1 hrs per month

Exams

• S66 Uniform Combined State Law Examination
  2010-06-04

Other Names

• Ryan William York