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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-05-15
  • OR RA
    APPROVED
    Since 2025-05-15

Branch Locations

9200 Se Sunnybrook Blvd. Suite 110, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 04/2013 05/2025
On Course Wealth Advisors Canaby OR 01/2025 Present
Lpl Financial Llc Clackamas OR 05/2025 Present
  • 04/2013 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 01/2025 → Present
    On Course Wealth Advisors
    Canaby, OR
  • 05/2025 → Present
    Clackamas, OR
Previous Registrations
  • 2013-04-10 → 2025-05-15
    Cuso Financial Services, L.P.
    Clackamas, OR
    Oak Grove, OR
    Sandy, OR
    San Diego, CA
    Canby, OR
    West Linn, OR
    Oregon City, OR
    Happy Valley, OR
    Milwaukie, OR
    Canaby, OR
  • 2011-01-03 → 2013-04-18
    Gresham, OR
    Vancouver, WA
    Portland, OR
  • 2010-06-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Gresham, OR
Other Businesses

1. 05/15/2025- Willamette Valley Country Club- Non-Profit Board Member- INV Related- At Canby, OR- Start date 11/01/2022- 10 Hours Per Month 2. 05/15/2025- On Course Wealth Advisors LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/03/2025- 160 Hours Per Month- 140 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-24
S63 Uniform Securities Agent State Law Examination 2010-05-27
  • S65 Uniform Investment Adviser Law Examination
    2010-06-24
  • S63 Uniform Securities Agent State Law Examination
    2010-05-27
Other Names
  • Tony Fox
  • Anthony Fox

View on SEC IAPD

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