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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Costa Mesa | CA | 10/2017 | 03/2024 |
| Mml Investors Services Llc | Costa Mesa | CA | 10/2017 | 01/2024 |
| Tax And Financial Services | Newport Beach | CA | 11/2010 | 09/2017 |
| Mml Investors Services, Llc | Newport Beach | CA | 04/2024 | 01/2026 |
| Massmutual Life Insurance Co | Newport Beach | CA | 04/2024 | 01/2026 |
| Securian Financial Services, Inc. | Newport Beach | CA | 11/2010 | 09/2017 |
| Principal Life Insurance Company | Irvine | CA | 01/2026 | Present |
| Principal Securities, Inc. | Irvine | CA | 01/2026 | Present |
INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2026 ADDRESS: 1920 Main St., Ste 700, Irvine CA 92614, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-16 |
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