Robert John Ferris

Current Employers

Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2019-11-01

WI RA
APPROVED

Since 2019-11-01

Branch Locations

5221 Monona Drive, Monona, WI 53716 • United States

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sorge Cpa & Business Advisors	Monona	WI	12/2006	09/2022
Cabot Lodge Securities	New York	NY	06/2013	10/2019
Tota Vita Financial Associates/Spire Investment Partners	Monona	WI	11/2019	Present

12/2006 → 09/2022

Sorge Cpa & Business Advisors

Monona, WI
06/2013 → 10/2019

Cabot Lodge Securities

New York, NY
11/2019 → Present

Tota Vita Financial Associates/Spire Investment Partners

Monona, WI

Previous Registrations

2012-05-11 → 2019-11-19

Cl Wealth Management Llc

Schaumburg, IL

Other Businesses

(2) INVESTMENT ADVISER REPRESENTATIVE OF SPIRE WEALTH MANAGEMENT - AFFILIATE Admin functions, service as needed. since 10/2019. (3) DBA - TOTA VITA FINANCIAL ASSOCIATES - DBA for Spire related business. Admin functions, service as needed. since 10/2019.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-10
S63	Uniform Securities Agent State Law Examination	2010-06-10

S65 Uniform Investment Adviser Law Examination

2012-05-10
S63 Uniform Securities Agent State Law Examination

2010-06-10

View on SEC IAPD