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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-10-20 |
| TX | RA | APPROVED_RES | 2021-10-20 |
Branch Locations
315 Central Ave E, Clarion, IA 50525 • United States
2601 4Th St. Sw, Mason City, IA 50401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens National Bank | Mason City | IA | 07/2003 | Present |
| Cetera Investment Services | St.CLoud | MN | 07/2003 | 10/2021 |
| Cetera Investment Advisors Llc | Mason City | IA | 04/2016 | 10/2021 |
| Lpl Financial Llc | Mason City | IA | 10/2021 | Present |
1) 10/2021-First Citizens Investment Center- DBA for LPL Business (entity for LPL business)- inv. related- Mason City, IA 2) 10/2021- FIDELITY & GUARANTEE LIFE- Non-Variable Insurance- Agent selling Fixed Annuities- inv. related- DES MOINES, IA- start date 10/2021 3) 2/10/2022 - First Citizens Investment Center - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 2/9/2022 - 2 Hours Per Month/2 Hours During Securities Trading - Fixed Annuities with Delaware Life Apex products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-20 |
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