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Marty William Schimp

Bradford Financial Center

Clarion, IA

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Current Employers
Bradford Financial Center

119 Central Ave W, Clarion, IA 50525 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 1999-01-01
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

119 Central Ave W, Clarion, IA 50525 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradford Financial Center Clarion IA 01/2006 Present
United Planners' Financial Services Scottsdale AZ 08/2006 Present
Bradford Insurance Clarion IA 02/1994 Present
  • 01/2006 → Present
    Clarion, IA
  • 08/2006 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 02/1994 → Present
    Bradford Insurance
    Clarion, IA
Other Businesses

1.) BRADFORD FINANCIAL CENTER - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - CLARION, IA - SINCE 01/2006 - INVESTMENT RELATED 2.) BRADFORD INSURANCE - AGENT - NON-VARIABLE INSURANCE - CLARION, IA - SINCE 02/1994 - INVESTMENT RELATED 3.) MWS FINANCIAL LLC - PRESIDENT - LLC NOT HELD OUT TO PUBLIC, FOR TAX PURPOSES - WILLIAMS, IA - SINCE 01/2022 - NOT INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-07-11
  • S63 Uniform Securities Agent State Law Examination
    1990-07-11

View on SEC IAPD

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