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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-05-05 |
Branch Locations
5070 Cascade Rd. Suite 150, Grand Rapids, MI 49456 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Grand Rapids | MI | 03/2010 | 04/2022 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 04/2022 |
| Regal Investment Advisors, Llc | Kentwood | MI | 05/2022 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 05/2022 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-09 |
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