Nicholas Andrew Stumpo

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Nicholas Stumpo
  Hatfield, PA
• 09/2014 → 01/2023
  The Vanguard Group, Inc.
  Malvern, PA
• 01/2023 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2020-11-30 → 2023-01-27
  Vanguard Advisers, Inc.
  Malvern, PA

Other Businesses

(1) NAME OF BUSINESS: NICHOLAS STUMPO - PERFORMER/ARTIST ADDRESS: 2921 DENBEIGH DRIVE, HATFIELD, PA 19440 START DATE: 1/1/09 APPROXIMATE HOURS PER MONTH: VARIES NUMBER OF HOURS DURING SECURITY TRADING HOURS: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-04-20

Designations

• Certified Financial Planner