Joseph Spina

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-07-09
NH	RA	APPROVED	2025-05-30
OK	RA	APPROVED	2024-04-01
IA	RA	APPROVED	2023-11-27
FL	RA	APPROVED	2023-09-01
GA	RA	APPROVED	2023-09-01
NJ	RA	APPROVED	2023-09-01
NC	RA	APPROVED	2023-09-01
SC	RA	APPROVED	2023-09-01
TX	RA	APPROVED_RES	2023-09-01

IN RA
APPROVED

Since 2025-07-09
NH RA
APPROVED

Since 2025-05-30
OK RA
APPROVED

Since 2024-04-01
IA RA
APPROVED

Since 2023-11-27
FL RA
APPROVED

Since 2023-09-01
GA RA
APPROVED

Since 2023-09-01
NJ RA
APPROVED

Since 2023-09-01
NC RA
APPROVED

Since 2023-09-01
SC RA
APPROVED

Since 2023-09-01
TX RA
APPROVED_RES

Since 2023-09-01

Branch Locations

Boca Raton, FL • United States

1161 Broad Street Suite 318, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	Short Hills	NJ	06/2010	09/2023
Dolce Printing	Maywood	NJ	09/2011	Present
Osaic Wealth, Inc.	Bedminster	NJ	09/2023	Present

06/2010 → 09/2023

Sagepoint Financial

Short Hills, NJ
09/2011 → Present

Dolce Printing

Maywood, NJ
09/2023 → Present

Osaic Wealth, Inc.

Bedminster, NJ

Previous Registrations

2011-02-04 → 2023-09-01

Osaic Services, Inc.

Springfield, NJ

Bedminster, NJ

Other Businesses

1.INSURANCE POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2018 ADDRESS: 65 Madison Ave, Suite 140, Morristown NJ 07960, United States DESCRIPTION: Insurance Agent 2. 2436 BEDMINSTER PROPERTY LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 508 Pines Lake Drive East, Wayne NJ 07470, United States DESCRIPTION: LLC established for tax purposes. 3. EVERGREEN FINANCIAL GROUP, LLC POSITION: President NATURE: S- Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2018 ADDRESS: 221 Somerville Rd, Bedminster NJ 07921, United States DESCRIPTION: Financial Advisor business, working with clients to invest there money for the future, retirementand college savings

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-22

S66 Uniform Combined State Law Examination

2011-01-22

View on SEC IAPD