Jack R Nicklis

Employer firm

Rioux & Company, LLC CRD 42043

$20.5M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Rioux & Company, Llc

Burlington, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2013-12-10

CT RA
APPROVED

Since 2013-12-10

Branch Locations

Southington, CT • United States

Burlington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jack Nicklis, Cpa	Southington	CT	07/2013	Present

07/2013 → Present

Jack Nicklis, Cpa

Southington, CT

Previous Registrations

2010-06-22 → 2011-12-31

Rioux & Company, Llc

Other Businesses

JACK NICKLIS, CPA 1985 WEST STREET #37 SOUTHINGTON, CT. 06489 SOLE PROPRIETOR ENGAGED IN PUBLIC ACCOUNTING NON-INVESTMENT RELATED 07-06-2013 TO PRESENT VARIABLE HOURS 25-40 / WEEK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-06-21

S65 Uniform Investment Adviser Law Examination

2010-06-21

View on SEC IAPD