Deepal R Shah

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2024
  Pruco Securities, Llc.
  Syracuse, NY
• 08/2010 → Present
  Prudential Insurance Company Of America
  Syracuse, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Dewitt, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Syracuse, NY
  Cazenovia, NY
  Syracuse, NY
  Cazenovia, NY
  Dewitt, NY

Other Businesses

1) 11/15/2024- Elmwood Wine and Liquors- Business Owner- Oversee operations- INV Related- At Dewitt, NY- Start date 08/31/2019- 1 HRS MTH- 0 HRS During trading 2)11/15/2024- Meraki Holdings- Business Owner- Oversee Operations- Not INV Related- At Dewitt, NY- Start date 08/01/2020- 1 HRS MTH- 0 HRS During trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-11-08

Other Names

• Deepal Indrakumar Jhaveri